The FIRM Guide

The Financial Accounts Module

The full record of the family's banking, investment, and retirement accounts, the professionals who manage them, and a macro-level summary of what the family owes.

Where this Module fits

F-01 Module 1 of 6 in the Financial area — step 3 of 4 on the dependency ladder (System → At-Home → Financial → Estate).

First in Financial — establishes what exists and who to call; the base map the other five modules point back to.

Adds to The Secure Guide: Full account map — accounts, advisors, liabilities, beneficiary flags.

Adds to The Family Guide: Accounts by institution and type (no numbers), advisors to call first.

Every Module adds one section to each guide — that is how the two guides assemble as you work. See what you're building.

Download Text File Nothing is entered on this page — you fill the template in privately.

Text file — the flexible one. Use it as-is, paste it into a spreadsheet, open it in any editor, or paste it into an AI tool to reshape the blank form to fit your family: rename a field, add a row, drop one you don't need.

Print / PDF — the ready-to-use one. Print it and fill it in by hand, or choose Save as PDF and complete it in your own offline PDF app. Either way it stays with you — the finished Secure Guide template goes inside your Vault.

One rule: only ever give an AI tool the blank template. Never paste your real information — passwords, account numbers, anything you'd keep secret — into an AI tool, an online service, or anywhere outside your own Vault. Customizing an empty form is fine; filling it in happens privately, offline. That's the same rule this site follows: nothing sensitive ever leaves your hands.

Secure Guide Starter Template — Financial Accounts

This template belongs in The Secure Guide, stored within The Vault. It contains account identifiers and access details that should not be shared broadly.

You cannot protect what you cannot find — this record is the map: every account where money lives, the advisors who know the picture, and what the family owes, at a macro level. Completeness beats detail on the first pass. The account most likely to be lost is the one you rarely think about — the old Roth, the account at the bank you left years ago — so list everything first and fill in numbers later. Billions in bank deposits sit unclaimed for exactly this reason.

A request to move money can now arrive sounding exactly like a spouse, an adult child, or the advisor — correct account names, correct recent activity. So the discipline rides with the record: any request to transfer funds, change contact details, or add an authorized user is confirmed through a channel the family initiates — call back on the number recorded here, never the one the request supplies. Recovery and claims paths ("I'm locked out," "the account holder has died") are where accounts are actually lost — hardening each account's recovery options is part of documenting it. And fragmentation is the vulnerability this inventory fixes: when no one sees the whole picture, an unauthorized change on one account goes unnoticed. The completed map plus the review rhythm is the detection mechanism.

Bank Accounts

The bank holding the account.
Checking / Savings / Money Market / CD.
The number belongs here in the Vault — never in the Family Guide.
Whose name(s) the account is in — and how it is titled (joint, individual).
By reference — the password manager entry name, never the credentials.
Anything a future maintainer should know.

Repeat for each account.

Investment and Retirement Accounts

The brokerage, custodian, or plan recordkeeper holding the account.
Brokerage / 401(k) / IRA / Roth IRA / 403(b) / Other.
Here in the Vault only.
Whose name(s) the account is in.
Yes / No — and which employer. Old-employer plans count double: they are the ones nobody remembers (see the Work History Module).
Yes / No — and who. Designations override the will, and they don't update themselves after a marriage, divorce, or birth — check them at every life event (see the Estate area).
By reference.
Anything a future maintainer should know.

Repeat for each account.

Financial Advisors and Professional Contacts

The professional's name.
CFP® / Broker / CPA / Estate Attorney / Other.
The firm they work for.
Direct line — this doubles as the family's verified callback number.
Email address.
What this person handles — so the family knows who sees which part of the picture.
Has your spouse or executor actually met them? An introduction now beats a cold call in a crisis.

Repeat for each advisor.

Liabilities Summary

Who the debt is owed to.
Mortgage / Auto Loan / Student Loan / Personal Loan / Other.
Roughly what is owed — the map, not the budget.
The asset securing the debt, if any.
Here in the Vault only.
Anything a future maintainer should know — including “paid monthly, no revolving balance” where that's the honest answer.

Record what you owe at a macro level. For payment schedules and monthly cash flow, see the Budget Module. Repeat for each significant liability.

Financial Accounts; secure-guide; family-guide; Financial

Family Guide Starter Template — Financial Accounts

This template belongs in The Family Guide. It provides orientation — what exists and who to contact — without exposing account numbers or credentials.

In the matching Secure Guide section: full account map — accounts, advisors, liabilities, beneficiary flags.

That detail is what makes recovery possible — and it is protected in the Vault, which opens with The Vault Key. The key is never written here, by design. The people listed on this page know how it is kept, and the steward's job is to keep that path current, so this page never leads to a locked door.

Account numbers and login credentials are not included here — those are documented in The Secure Guide and The Vault.

Bank Accounts
InstitutionAccount TypeAccount Holder(s)Notes
Investment and Retirement Accounts
InstitutionAccount TypeAccount Holder(s)Notes
Financial Advisors and Key Contacts — contact these first to understand or access our financial accounts
NameRolePhoneEmail
Liabilities at a Glance
CreditorDebt TypeSecured ByNotes

Account numbers, login credentials, and detailed financial documentation are stored in The Secure Guide, located in The Vault. For cryptocurrency and digital assets, see the Digital Financial Assets Module. For real estate, precious metals, and other physical or private assets, see the Other Assets Module. For monthly payment schedules and household cash flow, see the Budget Module.

The advisor list above is the family's known-good callback sheet: any request to move money, change contact details, or add an authorized user — however familiar the voice — gets confirmed by calling back on a number on THIS page, never the number or link the request supplies.

Anything this page's reader should know that the sections above didn't ask for — the exceptions, the house quirks, the thing you would say out loud while handing this page over.

Worked example — Frank's family

Settling his father's scattered estate taught Frank what unfound accounts and unreachable advisors cost a family. His own map took one afternoon: checking, two savings, the joint brokerage, two 401(k)s, the mortgage, one car loan — and the Roth IRA that almost didn't make the list. He also fixed the gap that worried him most: Sarah had never spoken with their financial advisor and didn't have her number. Account numbers are recorded in Frank's real entries — redacted in this published example.

All details are fictional and illustrative. The assembled example guides live at the example Secure Guide and the example Family Guide.

Secure Guide — Frank's entry

The Financial Accounts section of the Mercers' Secure Guide — the full map. Representative entries:

Bank Accounts — joint checking

Westvale Savings — 555-0128
Checking (the household hub — most autopays land here; see Budget)
Ending …4471 (full number in the entry)
Frank and Sarah Mercer — joint with right of survivorship
Password manager → Financial → Westvale Savings
The two savings accounts (emergency fund; the college fund overflow) are at the same bank — separate entries, same shape

Investment and Retirement — the almost-forgotten Roth

Summit Brokerage — 555-0137
Roth IRA
Ending …9083
Frank
No — opened 2009, funded sporadically, thought about never. This is the account that almost didn't make the list
Yes — Sarah (primary), the kids (contingent). Checked 2026-06; it still named only Sarah from 2009 — updated
Password manager → Financial → Summit Roth
The joint brokerage lives at Summit too (Elena manages it); Frank's 401(k) is at ClearPath Retirement via Meridian Logistics — includes the Beckett Manufacturing rollover (see Work History). Sarah's old 401(k) is still at Horizon Retirement from her Brightline Design years — rollover decision pending, documented so it can't be forgotten

Financial Advisors and Professional Contacts

Elena Vargas, CFP®
Financial planner — the person who sees the whole picture
Alder Wealth Planning
555-0146 (direct — the family's verified callback number)
evargas@alderwealth.example
The Summit joint brokerage + the annual whole-picture review; coordinates with Marcus Lee, CPA (Lee & Tran, 555-0153 — see Tax Planning)
Sarah met Elena in person 2026-06 — no more “an advisor somewhere.” First joint annual review on the calendar

Liabilities Summary

Westvale Savings (home mortgage) · Westvale Savings (rental mortgage — added 2026-06 when the Other Assets Module surfaced it) · Lakeview Auto Credit (car loan)
30-year mortgage (2019) · rental mortgage (inherited property, refinanced 2022) · auto loan (2024)
Home ~$210k · rental ~$85k · car ~$14k
The house · the Cedar Court rental (see Other Assets) · Sarah's car
Both recorded in the entries
Credit cards (the blue Visa and one backup) paid monthly — no revolving balance. That sentence is here on purpose: it tells the executor to stop looking

Seven accounts, two advisors, two debts — the whole map fits on two pages, and the Roth proves why the first pass is about completeness, not detail.

Family Guide — Frank's entry

This entry sits in the household reference binder. Institutions and people — no numbers, no balances.

Bank Accounts
InstitutionAccount TypeAccount Holder(s)Notes
Westvale SavingsChecking (joint)Frank + SarahThe household hub
Westvale SavingsSavings × 2Frank + SarahEmergency fund; college overflow
Investment and Retirement Accounts
InstitutionAccount TypeAccount Holder(s)Notes
Summit BrokerageJoint brokerage + Frank's Roth IRAJoint / FrankElena manages the brokerage
ClearPath Retirement401(k) via Meridian LogisticsFrank
Horizon RetirementOld 401(k) from Brightline DesignSarahStill there — don't assume it lapsed
Financial Advisors and Key Contacts — contact these first to understand or access our financial accounts
NameRolePhoneEmail
Elena Vargas, CFP®Financial planner — call her first555-0146evargas@alderwealth.example
Marcus Lee, CPATaxes — Lee & Tran555-0153mlee@leetran.example
Liabilities at a Glance
CreditorDebt TypeSecured ByNotes
Westvale SavingsMortgageThe house
Lakeview Auto CreditAuto loanSarah's car
Credit cardsPaid monthlyNo revolving balance — stop looking

House rule: any request to move money, change contact details, or add an authorized user — even in a familiar voice, even knowing our account names — gets a callback on Elena's or the bank's number on THIS page. Never the number or link the request supplies.